Institution record
TradeZero
TradeZero International
- Source score
- 5.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (cross-border payment institutions, msbs, remittance corridors, insurance and fiduciary trusts) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities Commission of The Bahamas | Not supplied | Registered | TradeZero International | 2015 | |
Investment Industry Regulatory Organization of Canada | Not supplied | Regulated | TradeZero Canada Securities ULC | 2020 | |
U.S. Securities and Exchange Commission (SEC) | 8-69736 | Regulated | TRADEZERO AMERICA, INC. | 2019 | |
Financial Industry Regulatory Authority | 282940 | Regulated | TRADEZERO AMERICA, INC. | 2019 |
Peer source record comparison
Compare imported fields for TradeZero and other records in our cross-border payment institutions, msbs, remittance corridors, insurance and fiduciary trusts dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| TradeZero (this record) | SCBIIROCU.S. Securities and Exchange Commission (SEC)+1 | 3 / 4 | Risk level not supplied | 5.0 | 0 |
U.S. Securities and Exchange Commission (SEC)Board of Governors of the Federal Reserve System (U.S. Fed)+1 | 4 / 4 | Risk level not supplied | 4.0 | 0 | |
Financial Conduct Authority (UK FCA)Prudential Regulation Authority (Bank of England PRA) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Conduct Authority (UK FCA)South African Reserve Bank (SARB / Prudential Authority) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Conduct Authority (UK FCA) | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
| None on file | 0 / 0 | Risk level not supplied | 7.0 | 0 |
TradeZero: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is TradeZero's regulatory licence status and supervisory authorisation?
The imported dataset contains 4 licence entries associated with TradeZero (legal entity reference: TradeZero International); 3 are labelled "regulated" and 4 are labelled regulated or registered: SCB (Securities Commission of The Bahamas) — licence Not supplied, status: registered; IIROC (Investment Industry Regulatory Organization of Canada) — licence Not supplied, status: regulated; U.S. Securities and Exchange Commission (SEC) — licence 8-69736, status: regulated; FINRA (Financial Industry Regulatory Authority) — licence 282940, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official SCB, IIROC, U.S. Securities and Exchange Commission (SEC) public register.
Which of TradeZero's jurisdictions and licences fall within this site's regulatory coverage?
No matching licence records were found in this site's cross-border payment institutions, msbs, remittance corridors, insurance and fiduciary trusts source selection. The dataset may be incomplete; check the relevant official registers before drawing conclusions about authorisation or jurisdiction.
What is TradeZero's institutional risk classification, enforcement exposure, and score profile?
TradeZero carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 4.0, brand: 4.0, market influence: 4.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to TradeZero's platforms, entity structure, and complaints?
Before allocating capital or executing trades with TradeZero, institutional and retail allocators should: (1) confirm the domain (tradezero.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SCB.