Institution record
Sumitomo Mitsui
Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd.
- Source score
- 6.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (cross-border payment institutions, msbs, remittance corridors, insurance and fiduciary trusts) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Financial Services Agency | 8010001096277 | Regulated | Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd. | 2018-11-06 |
Peer source record comparison
Compare imported fields for Sumitomo Mitsui and other records in our cross-border payment institutions, msbs, remittance corridors, insurance and fiduciary trusts dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Sumitomo Mitsui (this record) | FSA | 1 / 1 | Risk level not supplied | 6.0 | 0 |
FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
FSA | 1 / 1 | Risk level not supplied | 5.0 | 0 |
Sumitomo Mitsui: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Sumitomo Mitsui's regulatory licence status and supervisory authorisation?
The imported dataset contains 1 licence entry associated with Sumitomo Mitsui (legal entity reference: Sumitomo Mitsui Trust Estate Investment Management Co.,Ltd.); 1 are labelled "regulated" and 1 are labelled regulated or registered: FSA (Financial Services Agency) — licence 8010001096277, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official FSA public register.
Which of Sumitomo Mitsui's jurisdictions and licences fall within this site's regulatory coverage?
No matching licence records were found in this site's cross-border payment institutions, msbs, remittance corridors, insurance and fiduciary trusts source selection. The dataset may be incomplete; check the relevant official registers before drawing conclusions about authorisation or jurisdiction.
What is Sumitomo Mitsui's institutional risk classification, enforcement exposure, and score profile?
Sumitomo Mitsui carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Sumitomo Mitsui's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Sumitomo Mitsui, institutional and retail allocators should: (1) confirm the domain (smd-am.co.jp) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.